Customer Account Agreement (Securities Brokerage Firm) | Practical Law

Customer Account Agreement (Securities Brokerage Firm) | Practical Law

This Standard Document is a model customer account agreement between a securities broker-dealer and its customer. It contains the basic terms and conditions of the customer relationship with the broker and defines the legal relationship between the parties and the rights each of the parties has under the agreement. It also contains additional provisions to be included when the broker-dealer extends margin credit to the customer for the purchase or sale of securities. This Standard Document has integrated notes with important explanations and drafting tips.

Customer Account Agreement (Securities Brokerage Firm)

Practical Law Standard Document w-001-4627 (Approx. 21 pages)

Customer Account Agreement (Securities Brokerage Firm)

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
This Standard Document is a model customer account agreement between a securities broker-dealer and its customer. It contains the basic terms and conditions of the customer relationship with the broker and defines the legal relationship between the parties and the rights each of the parties has under the agreement. It also contains additional provisions to be included when the broker-dealer extends margin credit to the customer for the purchase or sale of securities. This Standard Document has integrated notes with important explanations and drafting tips.