The CFTC announced the delivery method that certain banking entities must use to submit their CEO attestations under the Volcker Rule.
On March 15, 2016, the CFTC announced that certain banking entities must submit their CEO attestations, which are required in connection with Volcker Rule compliance, through the email address: [email protected].
Under Appendix B of CFTC Regulation 75, CEOs of certain banking entities subject to the enhanced minimum standards for compliance programs must annually attest that the bank has in place a program reasonably designed to achieve compliance with the requirements of the Volcker Rule. However, Appendix B did not specify the required delivery method for the CEO attestation.