Section 16(b) Short-Swing Profits Liability Flowchart | Practical Law

Section 16(b) Short-Swing Profits Liability Flowchart | Practical Law

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Section 16(b) Short-Swing Profits Liability Flowchart

Practical Law Checklist w-003-3724 (Approx. 4 pages)

Section 16(b) Short-Swing Profits Liability Flowchart

by Practical Law Corporate & Securities
Maintained • USA (National/Federal)
A flowchart to aid in determining whether a transaction or series of transactions trigger short-swing profit liability under Section 16(b) of the Securities Exchange Act of 1934.