Section 16(b) Exemptions Flowchart | Practical Law
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Section 16(b) Exemptions Flowchart
Practical Law Checklist w-003-5293
(Approx. 4 pages)
Section 16(b) Exemptions Flowchart
by Practical Law Corporate & Securities
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A flowchart to aid in determining whether there is an available exemption for a transaction from Section 16(b) short-swing profit liability under Section 16(b) of the Securities Exchange Act of 1934.